Investment Operations – Genius Solution


Investment operations is the backbone of the financial industry, ensuring the smooth functioning of investment activities. It’s essentially the behind-the-scenes work that keeps everything running efficiently.

Here’s a breakdown of what investment operations entails:

  • Trade order processing: This involves receiving trade orders from investment advisors or portfolio managers, verifying their accuracy, and routing them to the appropriate exchanges or markets for execution.

  • Trade settlement: Once a trade is executed, investment operations ensures the timely settlement of the transaction, which involves exchanging securities for cash or vice versa.

  • Corporate actions processing: When companies issue dividends, undergo stock splits, or go through mergers and acquisitions, investment operations handles the necessary updates to client portfolios.

  • Portfolio accounting: Investment operations professionals maintain accurate records of client investment holdings, calculating performance metrics and generating reports.

  • Regulatory compliance: Investment operations teams ensure that all investment activities comply with relevant regulations and standards.

  • Safekeeping of assets: In some cases, investment operations also involve the safekeeping of client assets, such as stocks and bonds.

An efficient investment operations function is essential for investment firms to deliver superior service to their clients and ensure the smooth flow of capital in the financial markets.

Investment operations professionals typically have strong analytical and problem-solving skills, a keen eye for detail, and a deep understanding of financial markets and regulations.

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